SEC, BMO Capital markets

BMO Capital markets settles with SEC over bond desk supervision
BMO Capital Markets agreed to pay more than $40 million to settle U.S. Securities and Exchange Commission charges it failed to properly supervise employees who sold mortgage-backed bonds, the regulator said on Monday.
BMO Capital Markets to pay $40M in SEC settlement
Canadian bank's capital markets arm reportedly failed to detect representatives' misleading disclosures involving $3 billion of mortgage-backed "sliver bonds" sold over a multi-year period.
SEC Charges BMO Capital Markets with Failing to Supervise Agency Bond Desk
January 13, 2025) - The Securities and Exchange Commission today charged registered broker-dealer BMO Capital Markets Corp. with failing to supervise employees who, from December 2020 until May 2023,
BMO unit to pay $40.7 million in US SEC settlement over misleading bond sales
A unit of Bank of Montreal agreed to pay $40.7 million to settle U.S. Securities and Exchange Commission charges that it failed to supervise employees who misled investors about the attractiveness of mortgage-backed bonds the bank was selling.
Broker-dealer BMO Capital Markets to pay $41M to settle trade supervision lapses
A broker-dealer subsidiary of Toronto-based BMO Financial Group will pay nearly $41 million in penalties to the Securities and Exchange Commission to settle allegations that its traders issued misleading disclosures on bonds for three years,
BMO agrees to pay US$40 million to settle SEC charges on supervision failure
The U.S. Securities and Exchange Commission says BMO has agreed to pay more than US$40 million to settle charges related to the bank's alleged supervision failure in bond selling.
Investors are way too focused on the macro and momentum, says BMO's Brian Belski
Brian Belski, BMO Capital Markets chief investment strategist, joins 'Squawk on the Street' to discuss the latest inflation ...
BMO CD Rates: Pros, Cons, and Current Rates
Discover BMO CD rates. Our guide explains the differences between BMO Standard, Special, and Alto CDs and helps you decide if ...
BMO Expands Private Credit Reach Via Deal With Alternative Asset Manager
BMO Financial Group has entered a partnership with alternative asset manager Canal Road Group in a deal that will enable the ...
Bank of Montreal stock rises Tuesday, outperforms market
Bank of Montreal closed C$7.13 short of its 52-week high of C$147.54, which the company achieved on December 6th.
BMO Expands Support for Local Wildfire Relief Efforts in Los Angeles Area
BMO announced today that it is continuing its support for people and communities affected by the wildfires in the Los Angeles ...
SEC charges BMO US$40 million for selling 'misleading' mortgage-backed bonds
A regulator in the United States has charged a unit of the Bank of Montreal (BMO) more than US$40 million for selling ...
It’s ‘a long way home’ for housing prices, says BMO economist
BMO senior economist Robert Kavcic describes the domestic housing market outlook as “A Long Way Home”, ...
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Summerfest brings classic rock to the BMO Pavilion with George Thorogood, Foghat
Summerfest on Monday added a couple legendary rock outfits to the BMO Pavilion lineup by announcing that George Thorogood & ...
Bank of Montreal's (TSE:BMO) Dividend Will Be Increased To CA$1.59
The board of Bank of Montreal ( TSE:BMO ) has announced that it will be paying its dividend of CA$1.59 on the 26th ...
The Bulls and BMO Host 7th Annual Pride Night at the United Center
On Friday, Jan. 10, the Bulls and BMO will join forces to host the seventh annual Pride Night to celebrate their ongoing ...
London Metal Exchange approves Bank of Montreal as member
The London Metal Exchange (LME) has approved Bank of Montreal (BMO) as a category 2 member, the exchange said on Tuesday.